KYC Analyst
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It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential.
We are the Swiss Leader in Online Banking and we provide trading, investing and banking services to+500’000 clients, through our performant and secured digital platforms.
Our +1000 employees worldwide work in a flexible way and in multicultural teams.
By having a huge impact on the industry, they are growing their skills portfolio and boosting their career in a fast-pace environment.
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We are seeking to recruit a Compliance Analyst.
About the role
Operating within the legal and compliance department, the Compliance Analyst will be assisting in implementing policies and procedures to ensure compliance with all regulatory requirements under a Class4A licence, Class 2 licence, Custody of Pension Schemes Regulations and respective MiFID, AIFMD, UCITS, FATCA, CRS, AML, data protection etc.
Your responsibilities
- Assisting in the preparation and compilation of various regulatory submissions (MFSA, FIAU, CBM, IRD, etc.)
- Reporting to the MLRO and Regulatory Compliance Manager and Group Chief Legal Officer
- Assist in the Risk Management framework
- Assist in the implementation and maintenance of Group Policies and Procedures within SQFSM
- Assist in monitoring and reporting on Compliance and AML within SQFSM
- Assist in overseeing internal control in compliance with Group Policies and Guidelines-
- Assist in complaint handling in compliance with Group Policies and Guidelines
- Handling Client on-boarding and monitoring (Account Opening, AML & KYC)
- Assist in due diligence oversight of Fund Clients
- Assist in drafting of internal Compliance Reports
- Assist with the preparation and presentation of internal reports analysing future new Directives, Rules & Regulation and impact on SQFSM operations and services, if any.
Qualifications
- Prior compliance experience within an EU-regulated Financial Services entity and/or University degree and/or Diploma courses in Compliance (asset).
- Strong command of English (written/verbal). Additional languages: German and/or French (an asset).
- Highly organized, rigorous, methodical and focused.
- Able to work on own initiative, multi-task and prioritise workload.
- Strong work ethic, professionalism and deep commitment to meet the highest standards required by the role and Swissquote Group.
- Strong command of Microsoft Office skills
- Highly organized, rigorous, methodical and focused.
- Team-player who can also work on own initiative, multi-task and prioritise workload.
- Strong command of English (written/verbal). Additional languages: German and/or French would be considered an asset.
- Strong work ethic, professionalism and deep commitment to meet the highest standards required by the role and Swissquote Group.
- Preference will be given to applicants having prior experience working within an office environment, particularly in AML or Compliance and/or University degree and/or Diploma courses in Commerce and/or Legal &Compliance.
