Compliance Officer
At Leonteq, we are a leading player in the financial industry, renowned for our innovative approaches, our commitment to excellence and our entrepreneurial spirit. Our organisational values people together, passion, dedication, quality and expertise are our guiding north star.
What you'll do
- Broad Compliance Coverage Team activities and support of our front office employees, especially with regard to cross border related questions, trading and distribution of structured products (including cross-border), other product related aspects (i.e. marketing materials) etc.
- Support in regard to the drafting and implementation of relevant policies and procedures to identify, manage and track risks to which Leonteq is exposed to
- Assistance with compliance reviews and reporting duties
- Compilation and preparation of the necessary documentation for internal and external examinations (e.g. audits)
- Support in other core compliance tasks
- Support in audit related topics
- Compliance reviews and responsibility for reporting duties
What you'll need
- Law or economic degree, at least 3 years of Compliance experience in the financial sector
- Experience in the area of trading floor compliance (equities, fixed income, derivatives etc.)
- Knowledge of Swiss and European financial markets laws, regulation and supervisory law
- Active interest in capital markets and the respective regulations
- Dedicated and responsible personality with strong team-player attitude
- Ability to work independently and to take initiative
- Fluency in English
Nice to have
- Knowledge of further European languages
About the company
