Compliance Manager Private Banking (m/f/d) 100% (canton Zug)
For our client, an independent Swiss Asset Management Company with a FINMA license in the canton Zug, we are looking for:
Compliance Manager Private Banking (m/f/d) 100%
Responsibilities:
Supervising compliance with the law (FinSA, FinIA, MiFID II, FIDLEG), rules and requirements in accordance with the company's FINMA licence with emphasis on the following operations and activities:
- AML/KYC,
- cross-border,
- equal treatment of investors, investor complaints,
- data protection and professional confidentiality,
- developing and maintaining necessary policies and procedures,
- compliance audit,
- relevant training and education of staff.
Cooperation with partner banks:
- daily cooperation, developing and maintaining relationship with banks and financial intermediaries;
- reaching agreements and the most favorable service conditions for the clients;
- active participation in client onboarding at partner banks.
Requirements:
- University degree
- Proven experience in a Swiss bank (5+ years)
- Understanding of internal bank processes and compliance procedures
- Fluency in Russian and English; good proficiency in German
- C-permit or Swiss citizenship
If you can identify yourself with the requirements of this challenging position, we look forward to receiving your application (English CV and certificates/diplomas).
For environmental and efficiency reasons, we would like to ask you to submit your application via our online application platform (click on "Apply") rather than by e-mail or by post.
Über die Firma
