Business Risk Officer
Business Risk Officer
- Full-time
- Managerial role: No
Company Description
Building the bank of tomorrow takes more than skills.
It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential.
We are the Swiss Leader in Online Banking and we provide trading, investing and banking services to +500’000 clients, through our performant and secured digital platforms.
Our +1000 employees work in a flexible way, without dress code and in multicultural teams.
By having a huge impact on the industry, they are growing their skills portfolio and boosting their career in a fast-pace environment.
We are all in at Swissquote. As an equal opportunity employer, we welcome candidates from all backgrounds, experiences and perspectives to join our team and contribute to our shared success.
Are you all in? Don’t be shy, apply!
Job Description
In this position, you will be the first point of contact for the Relationship Managers of the Sales teams in Gland (VD).
As a Business Risk Officer, you will be part of the Institutional Department and work with our Relationship Managers as well as our Compliance Service. Your unit will report directly to the Head of the Institutional Department. You will have multiple tasks, which include:
- Review of client’s account opening requests (private clients, companies, institutional clients, financial institutions, external asset managers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB),
- Prepare prospects files in coordination with the Relationship Manager and submit your recommendation to the Head of Sales and Compliance Departments,
- Pre-check tax compliance aspects, such as FATCA and CRS (automatic exchange of information),
- Participation in reviews of all type of partnerships (Introducing brokers, Asset Managers, Money Managers etc…),
- Support and advice the Front line.
Qualifications
- Graduated in Law or Business,
- Experience in a Compliance Department in the financial industry is a must,
- Analytical and methodological approach,
- Strong team player who enjoys working in multicultural, dynamic, technological and international environment,
- Very good communication and writing skills,
- Perfect command of English and French.
Additional Information
SQ2
